Regulatory Disclosure
Form ADV
As a registered investment advisor, we are required to provide prospective and current clients with our Form ADV disclosure documents. Transparency is not optional — it is how we operate.
Public Disclosure
What is Form ADV?
Form ADV is a public disclosure document that provides important information about our firm, including our services, fees, conflicts of interest, and business practices. It is filed with regulators and available to the public through the SEC's IAPD database.
Firm Brochure
Provides detailed information about our advisory business, fees, conflicts of interest, and other important details about how we operate and serve clients.
Key Disclosures
- Advisory services offered
- Fee schedules and billing practices
- Conflicts of interest disclosure
- Disciplinary history (if any)
- Business continuity planning
Brochure Supplement
Provides information about the educational background, business experience, and qualifications of our key personnel who provide advisory services.
Key Disclosures
- Educational background and credentials
- Professional experience history
- Disciplinary information (if any)
- Outside business activities
- Compensation structure
Access
How to Access Our Form ADV
IAPD Public Disclosure
View our registration, filings, and disclosure history directly on the SEC's Investment Adviser Public Disclosure database.
View Bancroft Booth on IAPD (CRD# 335113)Request a Copy
You may also contact us directly to receive a copy of our Form ADV Part 2A and 2B by email.
Regulatory Information
CRD Number
335113
Registration
Bancroft Booth Capital Advisors is registered with the Texas State Securities Board as an investment adviser. Registration does not imply a certain level of skill or training.
Fiduciary Duty
As a registered investment advisor, we are held to a fiduciary standard, which means we are legally and ethically required to act in your best interests.
Request Form ADV Documents
To receive a copy of our Form ADV Part 2A and 2B, contact us directly.
Related Disclosures